
Poet, translator, and child psychologist Anita Barrows identifies herself "as part of a
growing movement to shift the paradigm of a bounded, isolated self toward a vision of the
self that is permeable, interconnected not only with other human selves but with all living
beings and processes." How would this change our theories of psychological development?
Would we speak differently of separation and individuation, and of "object relations." Would
the "oceanic feeling" that Freud restricted to infancy "come to be as valued as rational
consciousness?"
Anita Barrows practices in Berkeley, California. Her published works include the
award-winning collection of poetry The Road Past the View and (with Joanna Macy) Rilke's
Book of Hours, New York, Riverhead Books, 1996.
Our developmental theories have tended to focus on the growth of the child's
psyche in relation to other people, the coming of the child into human society:
learning its signs, its rules, its values; separating and developing autonomy; and
consolidating what are known as the "executive functions of the ego" so as to
take a place in the world of bounded, independent, individual selves. But there
are cultures alive in the world today in which a child's development is not
conceived of only in terms of his family or his initiation into human culture.
In some tribal societies each person is accompanied through life by a totem
animal, whose name a child might be given along with other names, and whose
function is to embody the child's link with the natural world. A threat to the
totem animal is also a threat to the person believed to share its essence. The
relationship between the child and the natural world is honored in the
southwestern United States by the Hopi, in a ritual reenacting their belief that
newborns emerge from the underworld through the sipapuni, or Earth navel. For
the first twenty days the infant remains in the darkness of this transition; then, at
dawn, he is carried to the east and presented to the rising sun, while his mother
says, "This is your child." Thus the Hopi's dependence on the cycles of nature,
the diurnal rhythms, is acknowledged; the infant joins not only the human
community, but the community of Earth.
The psychological theories that frame our late-twentieth-century grasp of
the human condition were evolved, as Theodore Roszak has pointed out, in
urban settings by urban theorists. In Freudian and post-Freudian formulations,
the child's world is limited to the people who live within the walls of her house;
indeed, animals, as in Freud's famous account of Little Hans, are stripped of
their power and perceived as symbols of inter- and intrapsychic dynamics. Little
Hans was the five-year-old son of a man Freud was analyzing; Freud never met
Hans, but it was upon the father's description of his son's fear of horses that
Freud first based his famous theory of the "Oedipus complex." In Freud's
interpretation, the horses that Hans feared so much represented his father's
sexual prowess; Hans's fear was his fear of his own feelings.
Elsewhere in psychoanalytic interpretations, the great dinosaurs become the
devouring mother, and the five-year-old's fascination with them reflective not of
his awe at these magnificent primitive beings, but of salient Oedipal conflicts.
Bears, alligators, and snakes as they appear in our dreams and fantasies are
reduced to symbols telling us of our preoccupation with human affairs the only
preoccupations deemed valid or even possible. Depending on which theory one
adheres to, the animals represent internal or external events; along with other
aspects of the natural world mountains, the sea, the moon nonhuman creatures
are stripped of their intrinsic value and integrity. Thus, in psychology no less
than in the postindustrial political and commercial milieu, nature is understood to
serve human beings, to be utilized by them. If an affective relation to nature is
taken into account at all, it is most often in the context of the post-Romantic
notion of the lonely individual making her or his way through life against the
background of indifferent, unloving nature, that is, as the forces of
consciousness against the wild, irrational spirit of the natural world. Western
psychology, in this regard, bears the legacy of imperialist civilization's vision of
"the primitive" in the Victorian era.
As part of a growing movement to shift the paradigm of a bounded,
isolated self toward a vision of a self that is permeable, interconnected not
only with other human selves but with all living beings and processes, a new
theory of child development must be evolved. Such a theory must take into
consideration that the infant is born into not only a social but an ecological
context. It must acknowledge that, from the earliest moments of life, the infant
has an awareness not only of human touch, but of the touch of the breeze on her
skin, variations in light and color, temperature, texture, sound. No one who has
spent time watching an infant could fail to know this; yet the theorists on whose
work our current understanding (and therapies) have been based fail to account
for its importance indeed, even for its presence. The "holding environment" is
the mother and the domestic extensions of her caretaking: the shapes, colors,
and rhythms of her body, her voice, her handling of her infant. If this were so,
and carried to its extreme, one might imagine a healthy, balanced child growing
up in a totally isolated, sterile room, so long as mother was there. That this
example seems as ludicrous as it does is evidence of how deeply we know that
the parent-child relationship does not proceed in a vacuum. The awakenings of
sensuousness, desire, and pleasure that the mother (caretaker) facilitates in her
child are contingent upon, and contained and interpenetrated by, the world into
which she has given birth. Some ecofeminists have described rituals whereby
they take their infant children out into a garden or park sometimes during the first
few days of life, to introduce them to rosebush, squirrel, wisteria, hummingbird.
This is something I remember doing spontaneously when each of my daughters
was born, and which a number of friends have told me they did as well; but our
Western religions have rituals (baptism, briss) only to initiate children into the
particular human community into which they are born. And our psychologies
reflect an identical worldview.
I am writing this lying in the shade of a grove of live oak in the high desert
mountains of southern California. My groundcloth is stretched over dry, pointy
oak leaves and grass burnt yellow by the desert sun. Beside me, minnows swim
in a spring-fed pond, birds rustle in tall reeds. The wind that has just come up
tells me it's midday; I need no other clock. Now an artists' colony, before that
this was a privately owned tract of land where a critically ill professor of physics
came to heal himself (and lived forty years longer), and before that a place
sacred to native peoples. Walking the trails, discovering wildflowers and natural
springs, one experiences the sacredness of this place even today, when from the
top of the hills a newly built mall is visible a mile or so down the highway. I have
come to this place to spend ten days writing. In the four days since I've been
here, I've done all of my work outdoors, even at night, by the light of a Coleman
lantern. It strikes me that nature has always been a "holding environment" for
me; there is something comforting to me, when I descend into the often
terrifying blankness from which I draw my poetry, in being outdoors, in being
surrounded by warm air, bird song, trees. My earliest memory is of lying in one
of those enormous, high carriages popular in the 1940s, looking up at the leaves
of the linden trees that lined the boulevard where we lived in Brooklyn. Those
moving leaves, the shadows they cast on the inside of the carriage as the warm
summer breeze moved through everything these remain with me always. They
are what I come home to when I take my notebook and pens outside.
I have allowed myself this digression because it feels important to me that
the thoughts I have had for this essay germinating in me for some time now
have come to shape themselves finally here; and that I have realized, working in
this place, how utterly safe I feel struggling with the demons of writing when I
am outdoors. I say this to underline the very real sense in which nature ever
since those first encounters with the linden leaves has been identical for me with
being held, has permitted me a free flow of creative energy that being indoors
often doesn't.
Having said this, I am struck by the complexity of the task that faces the infant.
This task is riddled with paradox: the child must simultaneously build enough of
a membrane around herself to be able to function in her culture and allow that
membrane to be permeable enough, receptive enough to sensation, feeling,
communion. Our culture's insistence on independence, mastery, and
competition has led to the popularity of a psychology that emphasizes only the
first aspect of the child's task: the theory of Margaret Mahler, for instance,
which traces the development of the child as a process of separation and
individuation. The bounded, autonomous self (achieved, if the child is healthy,
sometime around age three and a half) is the goal.
It is an inherent paradox of organic matter that both structure and permeability,
containment and yielding, are essential to survival. In this context it should be
possible to describe an understanding of development that gives weight to both
these aspects of being, privileging neither and acknowledging the ways in which
one potentiates the other. The Swiss child psychologist Jean Piaget, who began
his career as a biologist, pointed to this in his formulation of assimilation and
accommodation as the manner in which adaptation and learning are established.
His cognitive/constructivist psychology, susceptible as it is to criticism about
the areas of human experience it fails to account for, does, however, account
quite extensively for the developing child's passion to discover his environment.
The study of Piaget, I think, still serves as a healthy balance to theories of
development centered only on the child's intrapsychic and family situations,
although Piaget does seem to focus on the child's manipulation of, rather than
her interaction with, the things around her perhaps too exclusively.
Piaget and others whose theories inform our work now may serve as a
bridge to a more ecologically based understanding of child development. In
Children as Individuals, Michael Fordham, the British Jungian, posits a self that
begins in an undifferentiated state and gradually "protrudes" what he calls
"de-integrates" much as, over time, islands might begin to define themselves
from under a sea where they have constituted a single land mass. These
de-integrates become, in Fordham's conception, the ego, which finds its way
into the world, still connected to the original substrate but retaining only the
vaguest memory of it. This central self is inarticulable, nonrational, and deeply
responsive to archetypal patterns in the world.
Daniel Stern, in his work based on empirical studies of newborns, also suggests
that there exists in each of us what he names a core self, a self consisting of
sensations and capable of being moved by inchoate perceptions of sound,
rhythm, light. In that he does not see this state as needing to be transcended or
left permanently behind in that he suggests, rather, that this matrix of sensation is
a central cortex around which the rings of further development will construct
themselves, and in that this core self is potentially accessible to the rest of the
personality throughout life Stern's work may be an important step toward
conceiving of a developmental process not exclusively founded in the world of
social relationships.
D. W. Winnicott, the British object-relations theorist, formulated for us the
concept of transitional phenomena, essentially the investment of subjective
meaning in objective phenomena, a shadowy area of experience where there is
neither me nor not-me, but rather a dynamic interpenetration between the self
and something in the world. From the child's capacity to impart meaning usually,
at the earliest, to something quite inanimate Winnicott suggests that the human
capacity for creativity, culture, and spirituality evolves. The child first
experiences such phenomena in the context of the early caretaking relationship,
then extends its realm of experience outward, into the world. That this world is
known as the "outside," the "not-me," is a phenomenon of Western dualistic
thought; as Thomas Berry, Theodore Roszak, Joanna Macy, and others have
pointed out, it is only a by construct of the Western mind that we believe
ourselves living in an "inside" bounded by our own skin, with everyone and
everything else on the outside. The place where transitional phenomena occur,
then (to use Winnicott as a sort of bridge to a new formulation), might be
understood, in this new paradigm of the self, to be the permeable membrane that
suggests or delineates but does not divide us from the medium in which we
exist. It is in this realm that distinctions between subjective and objective begin
to blur and intersubjectivity is possible. Interestingly, this is also the realm of
interbeing described by Buddhist teacher and poet Thich Nhat Hanh. What
evidence do we have of the existence of this "ecological self" in childhood?
Certainly the infant's delight in his body and his sensuous reactions to the world
warm bath water, cat's fur, cool grass is some indication. No one watching a
baby explore the world could deny his pleasure in it; yet, if we take the position
of many analytically oriented theorists, we would have to say that all exploration
is sublimation, the infant's search for the body of the mother. At its most
reductionist, analytic theory would trace all experience of oneness, merging,
interpenetration, and awe to preverbal experience of the personal mother.
That children's stories abound with animal protagonists speaks to the bond
we perceive between children and animals; though analysts like Bettelheim
have sought to interpret fairy tales as allegories of instinctual conflict, I think the
attraction children have for fairy tales set in nature and populated with animal
characters may also be explained by children's instinctually based feelings of
continuity with the natural world. That so many contemporary children's books
anthropomorphize and sentimentalize animals is again a manifestation of our
utilitarian vision of nature and our elevation of the rational mind over all other
modalities of living.
When my daughter Viva was small enough to be carried in a backpack, I used to
walk with her almost daily in the open hills of Tilden Park, on the east side of
San Francisco Bay. It struck me one day that her babbling hushed to a whisper
as we entered a grove of Monterey pine. Under the spun light of pine needles, in
the cool summer afternoon, I, too, felt hushed; but Viva's response seemed to
me to be entirely her own, and I noticed it many times thereafter, as though
something in her resonated instinctually with the changed air, the canopy of
branches, the mysterious flickering of shadow. The presence of an ecological
self has implications for the way in which we practice therapy. If we see the
child as inextricably connected not only to her family, but to all living things and
to the earth itself, then our conception of her as an individual, and of the family
and social systems in which she finds herself, must expand. How does our
limited vision shape what we see, what we subtly encourage and discourage?
How would an expanded vision alter our efforts to affect the child's
environment, to look beyond her object relationships for the sources of
depression, agitation, apathy, violence, or chronic illness? An ecological
conception of development brings with it political imperatives, imperatives for
social action; for protecting our children and facilitating their growth means
broadening our vision to wider and wider contexts.
As we become increasingly aware of our inextricability from the web of
life, the many ways in which the ecological self develops alongside the
object-related self will, I believe, reveal themselves. A developmental theory
embracing both would describe a sequence of stages that might appear rife with
internal contradiction, but that would embrace the full experience of growth
rather than a single aspect of it. What we have perceived, for example, as
serving the process of separation might also be understood as serving the child's
sense of connectedness to the world: the toddler who takes his first steps away
from his mother makes active forays into the world. Thus mobility leads not
only to increased autonomy, but to an enhanced capacity to approach and make
connections with the environment. While this interface of child/world is implicit
in many developmental theories, their predominant narrative is that of Adam in
the garden, of the future dragon-slayer surveying his terrain, or of the victory of
Logos over the forces of the irrational. In a sense, what I am suggesting
amounts to a simple shift in point of view to see, to continue with my example,
that what the toddler is moving toward is as critical to him as what he is moving
away from. This might result in our understanding that development does not
necessarily rupture a oneness that is henceforth to be mourned, longed for but
unattainable; rather, it can make an increasingly widening circle of oneness
possible. In a much deeper and more radical sense, then, an ecologically based
theory of development will acknowledge two fundamental movements of being
the tendency to cohere and the tendency to dissolve, the tendency to
consolidate into a given shape and the tendency to yield and be yielded into--as
equally valent and equally essential.
Ecophilosopher Arne Naess has suggested, in fact, that the process of maturing
as a human involves a gradual broadening of one's identification. Psychoanalytic
theory, with its pathologizing of experiences of merger, falls short precisely in
that it envisions health as a narrowing and drawing-in of the experiences
constituting the self. The conventional construct of the self is useful for us to
function in the world, as are many of the other constructs we live with and take
for granted time, for instance, which to ancient and tribal peoples has meant
something very different from what it means to us; or consciousness, which to
the West means logos but to many people includes the reality of dream
consciousness and the wisdom of the body. Certainly no one would suggest
that a child could develop well without achieving some concept of "identity,"
some place from which to move forth, some container that gives structure to her
experience. At the same time, however, it is limiting to assume that this is the
sum, the consummate attainment, of healthy development. Even as consolidation
is gradually achieved, another essential stratum takes shape in the child, having
to do with the timeless, egoless forces around him, which penetrate him and
create his reality in ways that the culture does not articulate or even
acknowledge. Frances Tustin, the British child analyst, sees the "awareness of
bodily separateness" as the tragedy underlying human existence. But bodily
separateness, we might argue, is an illusion; my skin is not separate from the air
around it, my eyes are not separate from what they see. I would alter Tustin's
statement to say that it is indeed the illusion of bodily separateness that is the
genuine sorrow, that accounts for our loneliness, that isolates us and leads us to
exploit and violate one another, the world we live in, and, ultimately, ourselves.
Our conventional developmental theories have lent support to this illusion that
we live wholly within this slender envelope of flesh that encloses the soft,
vulnerable organs that we are irrevocably cut off from everyone and everything
else, and that much of our suffering arises from the yearning to repossess some
primitive state of merger where neither need nor yearning had to exist. To make
up for this loss, conventional theories posit an aggressive "taking in," a
penetrating activeness, as our best and fundamental stance vis--vis the world.
We are stewards or masters or conquerors, but nothing ever truly satisfies our
vast and restless longing. This sorrowful illusion of separateness is expressed in
Judeo-Christian thinking as estrangement from God; it is what the fruit of the
tree of knowledge consciousness condemns us to.
Mystical experience, in both Eastern and Western traditions, has often centered
on the dissolution of this perceived separateness. But the loosening of
boundaries provokes, in many of us, nearly intolerable anxiety. Nonattachment
and interconnectedness receive far less validation by competitive consumer
culture than the neediness and greediness of the little screaming ego. When by
grace or accident or even by intention something like what Freud described as
the "oceanic feeling" does arise in us, our response is often terror, as though it
signified the brink of madness. We defend against such loosening of boundaries
as though our very survival were threatened; and the numbing which we ensure
by our addictions to drugs, alcohol, entertainment, and so forth, prevents us
from experiencing not only the depths of our anguish, but the potential we have
for real communion with our world.
What if such states of communion, such dissolution of boundaries, were as
valued as rational consciousness? What if, from the beginning of life, nature
were perceived as teacher, guide, source, as important to us as our families?
How differently would we live?
Copyright Sierra Club Books 1996. All rights reserved.
Anita Barrows' essay is excerpted from Ecopsychology: Restoring the Earth, Healing the Mind,
edited by Theodore Roszak, Mary Gomes and Allen Kanner for Sierra Club Books. The books
can be ordered from Sierra Club Books by calling 1-800-935-1056.